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SEC plans scrutiny of crypto dealer-brokers, switch brokers, per 2024 examination information
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SEC plans scrutiny of crypto dealer-brokers, switch brokers, per 2024 examination information

The USA Securities and Trade Fee launched its 2024 examination priorities report on Oct. 16. The company’s Division of Examinations has been publishing comparable experiences for over a decade to let its registrants know the rising dangers will probably be specializing in. Crypto dealer-brokers, amongst others, have been given discover. The SEC’s examinations division expanded...